Armon Dadgar - 06 Sep 2022 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Chief Technology Officer,, Director, 10%+ Owner
Signature
/s/ Paul Warenski, by power of attorney
Issuer symbol
HCP
Transactions as of
06 Sep 2022
Transactions value $
$-521,681
Form type
4
Filing time
07 Sep 2022, 20:50:39 UTC
Previous filing
22 Jun 2022
Next filing
22 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Conversion of derivative security +17,909 +155% 29,459 06 Sep 2022 Direct F1
transaction HCP Class A Common Stock Sale $-303,999 -10,546 -35.8% $28.83 18,913 06 Sep 2022 Direct F2, F3
transaction HCP Class A Common Stock Sale $-214,645 -7,263 -38.4% $29.55 11,650 06 Sep 2022 Direct F2, F4
transaction HCP Class A Common Stock Sale $-3,037 -100 -0.86% $30.37 11,550 06 Sep 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Class B Common Stock Conversion of derivative security $0 -17,909 -22.2% $0.000000 62,771 06 Sep 2022 Class A Common Stock 17,909 Direct F1
holding HCP Class B Common Stock 15,200,000 06 Sep 2022 Class A Common Stock 15,200,000 See footnote F1, F5
holding HCP Class B Common Stock 2,339,030 06 Sep 2022 Class A Common Stock 2,339,030 See footnote F1, F6
holding HCP Class B Common Stock 709,288 06 Sep 2022 Class A Common Stock 709,288 See footnote F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 21, 2022.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.20 to $29.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.21 to $30.18, inclusive.
F5 The shares are held of record by the Armon Dadgar 2020 Charitable Trust.
F6 The shares are held of record by the Armon Memaran-Dadgar Living Trust for which the reporting person serves as trustee.
F7 The shares are held of record by Black Swan III, LLC which the reporting person controls.