Andrew Sims - 19 Sep 2022 Form 4 Insider Report for Sotherly Hotels Inc. (SOHO)

Role
Chairman, Director
Signature
/s/ Andrew M. Sims
Issuer symbol
SOHO
Transactions as of
19 Sep 2022
Transactions value $
-$64,308
Form type
4
Filing time
20 Sep 2022, 16:40:15 UTC
Previous filing
18 Aug 2022
Next filing
25 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOHO Common Stock Sale -$64.3K -30K -60% $2.14 20K 19 Sep 2022 By Jeanette I. Sims Revocable Trust F1
holding SOHO Common Stock 429K 19 Sep 2022 Direct
holding SOHO Common Stock 794K 19 Sep 2022 By AMS Family Partnership, R.L.L.P.
holding SOHO Common Stock 156K 19 Sep 2022 By spouse
holding SOHO Common Stock 39.3K 19 Sep 2022 By ESOP F2
holding SOHO 8.0% Series B Preferred Stock 1.5K 19 Sep 2022 Direct F3
holding SOHO 7.875% Series C Preferred Stock 1.5K 19 Sep 2022 Direct F4
holding SOHO 8.25% Series D Preferred Stock 1.5K 19 Sep 2022 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $2.10 to $2.18, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
F2 Reflects allocations under the Issuer's Employee Stock Ownership Plan.
F3 The full security title is 8.0% Series B Cumulative Redeemable Perpetual Preferred Stock.
F4 The full security title is 7.875% Series C Cumulative Redeemable Perpetual Preferred Stock.
F5 The full security title is 8.25% Series D Cumulative Redeemable Perpetual Preferred Stock.