Armon Dadgar - 22 Sep 2022 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Chief Technology Officer,, Director, 10%+ Owner
Signature
/s/ Paul Warenski, by power of attorney
Issuer symbol
HCP
Transactions as of
22 Sep 2022
Net transactions value
$0
Form type
4
Filing time
26 Sep 2022, 18:01:41 UTC
Previous filing
22 Sep 2022
Next filing
22 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Conversion of derivative security +13,934 +166% 22,318 22 Sep 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Class B Common Stock Conversion of derivative security $0 -13,934 -17% $0.000000 66,746 22 Sep 2022 Class A Common Stock 13,934 Direct F1
holding HCP Class B Common Stock 15,200,000 22 Sep 2022 Class A Common Stock 15,200,000 See footnote F1, F2
holding HCP Class B Common Stock 2,339,030 22 Sep 2022 Class A Common Stock 2,339,030 See footnote F1, F3
holding HCP Class B Common Stock 709,288 22 Sep 2022 Class A Common Stock 709,288 See footnote F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2 The shares are held of record by the Armon Dadgar 2020 Charitable Trust.
F3 The shares are held of record by the Armon Memaran-Dadgar Living Trust for which the reporting person serves as trustee.
F4 The shares are held of record by Black Swan III, LLC which the reporting person controls.