JONAS GROSSMAN - 30 Sep 2022 Form 4 Insider Report for Chardan NexTech Acquisition 2 Corp. (DFLI)

Signature
/s/ Jonas Grossman
Issuer symbol
DFLI
Transactions as of
30 Sep 2022
Net transactions value
+$5,024,600
Form type
4
Filing time
04 Oct 2022, 21:37:01 UTC
Previous filing
23 Sep 2022
Next filing
12 Oct 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DFLI Common Stock Purchase $5,024,600 +485,000 $10.36* 485,000 30 Sep 2022 See footnote F1, F2
holding DFLI Common Stock 3,030,500 30 Sep 2022 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $10.33 to $10.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
F2 Represent securities held directly by Chardan Capital Markets LLC, for which Mr. Grossman is the President and a managing partner.
F3 Represent securities held directly by Chardan NexTech Investments 2 LLC, for which Mr. Grossman is the managing member.

Remarks:

Mr. Grossman disclaims any beneficial ownership of the securities reported herein other than to the extent of any pecuniary interest he may have therein, directly or indirectly.