Josh Resnik - 05 Oct 2022 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Role
President, and Chief Operating Officer
Signature
/s/ Todd Aman, Attorney-in-Fact
Issuer symbol
NOTE
Transactions as of
05 Oct 2022
Net transactions value
$0
Form type
4
Filing time
07 Oct 2022, 18:32:29 UTC
Previous filing
02 Aug 2022
Next filing
01 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Award $0 +466,665 +538% $0.000000 553,331 05 Oct 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NOTE Non-qualified stock options Award $0 +199,999 $0.000000 199,999 05 Oct 2022 Class A Common Stock 199,999 $6.28 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Twenty-five percent (25%) of the RSUs shall vest monthly ratably on each of November 1, 2022 and December 1, 2022, with the remaining RSUs vesting monthly ratably over the thirty-six (36) months beginning January 1, 2023.
F2 These nonstatutory stock options vest as to twenty-five percent (25%) of the underlying shares monthly ratably on each of November 1, 2022 and December 1, 2022, with the remaining options vesting monthly ratably over the thirty-six (36) months beginning January 1, 2023.

Remarks:

President, and Chief Operating Officer