Deck Slone - 25 Oct 2021 Form 4/A - Amendment Insider Report for ARCH RESOURCES, INC. (ARCH)

Role
Sr. VP - Strategy & Public Pol
Signature
/s/ Rosemary L. Klein
Issuer symbol
ARCH
Transactions as of
25 Oct 2021
Transactions value $
$-96,501
Form type
4/A - Amendment
Filing time
17 Oct 2022, 12:17:56 UTC
Date Of Original Report
27 Oct 2021
Previous filing
14 Oct 2021
Next filing
14 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARCH Common Stock Options Exercise +2,225 +23.8% 11,561 25 Oct 2021 Direct F1
transaction ARCH Common Stock Tax liability $-64,280 -662 -5.73% $97.10 10,899 25 Oct 2021 Direct F2
transaction ARCH Common Stock Sale $-32,221 -334 -3.06% $96.47 10,565 25 Oct 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARCH Restricted Stock Units Options Exercise $0 -2,225 -100% $0.000000* 0 25 Oct 2021 Class A Common Stock 2,225 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").
F2 These shares were withheld by the Company to satisfy the reporting person's tax withholding obligations.
F3 The sale of shares was to satisfy the reporting person's tax withholding obligations above the statutory withholding rate and was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2021.
F4 The restricted stock units are fully vested.

Remarks:

This amendment is being filed to correct the number of shares and restricted stock units allocated to the reporting person's former spouse pursuant to a domestic relations order.