Donald M. Panter Jr. - 21 Oct 2022 Form 4 Insider Report for S&W Seed Co (SANW)

Role
Executive VP, Americas
Signature
/s/ Elizabeth Horton, Attorney-in-Fact
Issuer symbol
SANW
Transactions as of
21 Oct 2022
Transactions value $
$0
Form type
4
Filing time
25 Oct 2022, 17:29:46 UTC
Previous filing
04 Oct 2022
Next filing
04 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SANW Common Stock Award $0 +6.48K +12.17% $0.00 59.7K 21 Oct 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SANW Stock option (right to buy) Award $0 +11.2K $0.00 11.2K 21 Oct 2022 Common Stock 11.2K $0.81 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock unit award that vests in 12 quarterly installments over three years, commencing on January 1, 2023 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2025, subject to continued service with the Issuer on each respective vesting date.
F2 The options vest in 12 quarterly installments over three years, commencing on January 1, 2023 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2025, subject to continued service with the Issuer on each respective vesting date.