| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | MN | Class A Common Stock, par value $0.01 | Disposed to Issuer | -10,600 | -10% | 94,298 | 21 Oct 2022 | Direct | F1 | ||
| transaction | MN | Class A Common Stock, par value $0.01 | Disposed to Issuer | $1,211,729 | -94,298 | -100% | $12.85 | 0 | 21 Oct 2022 | Direct | F2, F3 |
Nicole Marie Kingsley Brunner is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | Disposed of pursuant to the merger agreement ("Merger Agreement") between the issuer, Callodine Midco, Inc., Callodine MN Holdings, Inc. ("TopCo"), and their respective affiliates in exchange for shares of TopCo as determined according to the rollover agreement between TopCo and the reporting person dated October 20, 2022. |
| F2 | Includes 10,578 shares of common stock of the issuer for which cash consideration was received. Also includes 83,720 restricted stock units that were convertible into the common stock of the issuer on a one-for-one basis, which were cancelled and replaced with an award of restricted stock units of TopCo. |
| F3 | Price reflects per share consideration paid pursuant to the Merger Agreement. |
Chief Marketing and Strategy Officer, Manning & Napier Advisors, LLC