Neven Haltmayer - 15 Nov 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP, Video R&D
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Issuer symbol
HLIT
Transactions as of
15 Nov 2022
Net transactions value
-$106,794
Form type
4
Filing time
17 Nov 2022, 12:21:37 UTC
Previous filing
08 Nov 2022
Next filing
22 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +14,850 +8.8% $0.000000 183,212 15 Nov 2022 Direct
transaction HLIT Common Stock Tax liability $106,794 -7,818 -4.3% $13.66 175,394 15 Nov 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -7,400 -50% $0.000000 7,400 15 Nov 2022 Common Stock 7,400 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -7,450 -17% $0.000000 37,250 15 Nov 2022 Common Stock 7,450 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.