Megan Faust - 17 Nov 2022 Form 4 Insider Report for AMKOR TECHNOLOGY, INC. (AMKR)

Role
CFO
Signature
Mark N. Rogers, Attorney-in-Fact for Megan Faust
Issuer symbol
AMKR
Transactions as of
17 Nov 2022
Transactions value $
-$687,280
Form type
4
Filing time
18 Nov 2022, 17:45:32 UTC
Previous filing
21 Oct 2022
Next filing
16 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMKR Common Stock Options Exercise $56,880 +6,000 +70% $9.48 14,512 17 Nov 2022 Direct
transaction AMKR Common Stock Sale -$163,860 -6,000 -41% $27.31 8,512 17 Nov 2022 Direct F1
transaction AMKR Common Stock Options Exercise $189,600 +20,000 +235% $9.48 28,512 18 Nov 2022 Direct
transaction AMKR Common Stock Options Exercise $98,600 +10,000 +35% $9.86 38,512 18 Nov 2022 Direct
transaction AMKR Common Stock Sale -$868,500 -30,000 -78% $28.95 8,512 18 Nov 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMKR Employee Stock Option (Right-to-Buy) Options Exercise $0 -6,000 -6.8% $0 82,500 17 Nov 2022 Common Stock 6,000 $9.48 Direct F2
transaction AMKR Employee Stock Option (Right-to-Buy) Options Exercise $0 -20,000 -24% $0 62,500 18 Nov 2022 Common Stock 20,000 $9.48 Direct F2
transaction AMKR Employee Stock Option (Right-to-Buy) Options Exercise $0 -10,000 -100% $0* 0 18 Nov 2022 Common Stock 10,000 $9.86 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2022.
F2 This stock option (the "2019 Option") to acquire 150,000 shares of the Issuer's common stock (the "2019 Option Shares") was granted on February 15, 2019 (the "2019 Grant Date") and vests over four years as follows: (i) with respect to 25% of the 2019 Option Shares, on the first anniversary of the 2019 Grant Date; and (ii) with respect to the remainder of the 2019 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2019 Option will vest on the fourth anniversary of the 2019 Grant Date.
F3 This stock option (the "2017 Option") to acquire 120,000 shares of the Issuer's common stock (the "2017 Option Shares") was granted on February 27, 2017 (the "2017 Grant Date") and vests over four years as follows: (i) with respect to 25% of the 2017 Option Shares, on the first anniversary of the 2017 Grant Date; and (ii) with respect to the remainder of the 2017 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2017 Option will vest on the fourth anniversary of the 2017 Grant Date.