Seth Jaffe - Nov 30, 2022 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
EVP & General Counsel
Signature
/s/ Priscilla Duncan-Tannous, Attorney-in-Fact
Stock symbol
LEVI
Transactions as of
Nov 30, 2022
Transactions value $
-$384,561
Form type
4
Date filed
12/1/2022, 07:24 PM
Previous filing
Nov 1, 2022
Next filing
Dec 19, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEVI Class A Common Stock Conversion of derivative security $0 +11.9K +8% $0.00 160K Nov 30, 2022 Direct F1, F2
transaction LEVI Class A Common Stock Sale -$192K -11.9K -7.41% $16.17 148K Nov 30, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Stock Appreciation Rights Options Exercise $0 -37.8K -50% $0.00 37.8K Nov 30, 2022 Class B Common Stock 37.8K $6.10 Direct F1, F3, F4
transaction LEVI Class B Common Stock Options Exercise $230K +37.8K +16.53% $6.10 266K Nov 30, 2022 Class A Common Stock 37.8K Direct F1, F4
transaction LEVI Class B Common Stock Disposed to Issuer -$423K -25.9K -9.73% $16.33 240K Nov 30, 2022 Class A Common Stock 25.9K Direct F1, F4, F5
transaction LEVI Class B Common Stock Conversion of derivative security $0 -11.9K -4.94% $0.00 228K Nov 30, 2022 Class A Common Stock 11.9K Direct F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.
F2 Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F3 100% of these stock appreciation rights are fully vested.
F4 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F5 Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.