Thor Gjerdrum - 01 Dec 2022 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role
President
Signature
/s/ Carol Meltzer, by power of attorney
Issuer symbol
AMRK
Transactions as of
01 Dec 2022
Net transactions value
+$48,476
Form type
4
Filing time
05 Dec 2022, 14:00:53 UTC
Previous filing
08 Sep 2022
Next filing
03 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $21,138 +6,668 +21% $3.17* 38,438 01 Dec 2022 Direct
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $27,806 +6,668 +17% $4.17* 45,106 01 Dec 2022 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale $467 -13 -0.04% $35.02 31,770 01 Dec 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -6,668 -40% $0.000000 10,000 01 Dec 2022 Common Stock, par value $0.01 per share 6,668 $3.17 Direct F3
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -6,668 -40% $0.000000 10,000 01 Dec 2022 Common Stock, par value $0.01 per share 6,668 $4.17 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were sold under a pre-established Rule 10b5-1 trading plan.
F2 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $35.00 to not more than $35.07. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F3 The option granted covered 50,000 shares, and vested 33.3% per year on June 30, 2020, 2021 and 2022.