PATRICK HARSHMAN - 13 Dec 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
President and CEO, Director
Signature
/s/ Laura Donovan By Attorney-in-Fact Laura Donovan
Issuer symbol
HLIT
Transactions as of
13 Dec 2022
Net transactions value
-$1,137,464
Form type
4
Filing time
15 Dec 2022, 14:18:01 UTC
Previous filing
17 Nov 2022
Next filing
17 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $343,177 +109,292 +25% $3.14 543,870 13 Dec 2022 Direct F1
transaction HLIT Common Stock Sale $922,075 -69,090 -13% $13.35 474,780 13 Dec 2022 Direct
transaction HLIT Common Stock Options Exercise $75,489 +24,041 +5.1% $3.14 498,821 14 Dec 2022 Direct F1
transaction HLIT Common Stock Sale $215,388 -15,179 -3% $14.19 483,642 14 Dec 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Stock Option/Right to Buy Options Exercise $343,177 -109,292 -82% $3.14 24,041 13 Dec 2022 Common Stock 109,292 $3.14 Direct
transaction HLIT Stock Option/Right to Buy Options Exercise $75,489 -24,041 -100% $3.14 0 14 Dec 2022 Common Stock 24,041 $3.14 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired pursuant to exercise of stock option scheduled to expire on March 14, 2023.