Roger C. Altman - 15 Dec 2022 Form 4 Insider Report for Evercore Inc. (EVR)

Role
Founder and Senior Chairman, Director
Signature
/s/ Jason Klurfeld, as Attorney-in-Fact
Issuer symbol
EVR
Transactions as of
15 Dec 2022
Transactions value $
$0
Form type
4
Filing time
16 Dec 2022, 16:19:48 UTC
Previous filing
17 Feb 2022
Next filing
27 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EVR Shares of Class B common stock, par value $0.01 per share Gift $0 -1 -100% $0.00* 0 15 Dec 2022 Shares held in trust. F1, F2
holding EVR Shares of Class B common stock, par value $0.01 per share 1 15 Dec 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EVR Partnership units of Evercore LP Gift $0 -288K -100% $0.00* 0 15 Dec 2022 Shares of Class A common stock, par value $0.01 per share 288K Shares held in trust. F1, F2, F3
holding EVR Partnership units of Evercore LP 333K 15 Dec 2022 Shares of Class A common stock, par value $0.01 per share 333K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities were held in trust for the benefit of members of Mr. Altman's family. Mr. Altman does not have an economic interest in the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
F2 Represents a distribution of securities by that trust to the trust's beneficiaries in connection with a distribution of all of the trust's assets.
F3 Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.