Philip W. Smith III - 23 Dec 2022 Form 4 Insider Report for PEAPACK GLADSTONE FINANCIAL CORP (PGC)

Role
Director
Signature
Philip W. Smith III
Issuer symbol
PGC
Transactions as of
23 Dec 2022
Transactions value $
$0
Form type
4
Filing time
23 Dec 2022, 11:09:42
Previous filing
21 Mar 2022
Next filing
21 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PGC Common Stock 61.1K 23 Dec 2022 Direct F1
holding PGC Common Stock 1.34K 23 Dec 2022 by Phillary Management Inc., a Corporation
holding PGC Common Stock 8.43K 23 Dec 2022 Spouse F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGC Stock Option (right to buy) Options Exercise -2.5K -100% 0 23 Dec 2022 Common Stock 2.5K $14.68 Direct F4, F5
holding PGC Restricted Stock Units 1.94K 23 Dec 2022 Common Stock 1.94K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares received through dividend reinvestment since the last filing.
F2 Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
F3 The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.
F4 The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.
F5 Option grant has no purchase or sale price.