Calvin Rice - Jan 3, 2023 Form 4 Insider Report for Spok Holdings, Inc (SPOK)

Role
Chief Financial Officer & CAO
Signature
/CALVIN RICE/
Stock symbol
SPOK
Transactions as of
Jan 3, 2023
Transactions value $
$32,162
Form type
4
Date filed
1/4/2023, 03:02 PM
Previous filing
Aug 22, 2022
Next filing
Mar 3, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPOK Common Stock Options Exercise $58.9K +7.2K +66.49% $8.19 18K Jan 3, 2023 Direct
transaction SPOK Common Stock Tax liability -$26.8K -3.27K -18.14% $8.19 14.7K Jan 3, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPOK Restricted Stock Units Options Exercise $0 -1.36K -100% $0.00* 0 Jan 3, 2023 Common Stock 1.36K Direct F1, F2
transaction SPOK Restricted Stock Units Options Exercise $0 -1.5K -49.98% $0.00 1.5K Jan 3, 2023 Common Stock 1.5K Direct F1, F3
transaction SPOK Restricted Stock Units Options Exercise $0 -4.34K -33.33% $0.00 8.67K Jan 3, 2023 Common Stock 4.34K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.
F2 On January 3, 2023, 1,363 RSUs vested.
F3 On January 3, 2023, 1497 RSUs vested. The remaining 1498 RSUs will vest on December 31, 2023 (e.g. "three equal annual installments").
F4 On January 3, 2023, 4335 RSUs vested. The remaining 8670 RSUs will vest on December 31, 2023 and December 31, 2024 (e.g. "three equal annual installments").