OWEN J. SULLIVAN - 03 Jan 2023 Form 4 Insider Report for NCR CORP (NCR)

Role
President and COO
Signature
Leah Singleton, Attorney-in-Fact for Owen J. Sullivan
Issuer symbol
NCR
Transactions as of
03 Jan 2023
Transactions value $
-$241,544
Form type
4
Filing time
04 Jan 2023, 18:59:48 UTC
Previous filing
20 Dec 2022
Next filing
14 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NCR Common Stock Options Exercise $0 +22.9K +6.1% $0.00 398K 03 Jan 2023 Direct F1
transaction NCR Common Stock Tax liability -$242K -10.3K -2.59% $23.41 388K 03 Jan 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NCR Restricted Stock Units Options Exercise $0 +22.9K $0.00 22.9K 03 Jan 2023 Common Stock 22.9K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Performance share restricted stock units (RSUs) as to which the performance related conditions to vesting were satisfied on December 31, 2022. These RSUs vest ratably, with 50% having vested on December 31, 2022 as shown on Table I, and the remaining 50% shown on Table II scheduled to vest on December 31, 2023 subject to certain conditions.
F2 These shares were withheld to cover tax withholding obligations when 22,876 performance shares vested on December 31, 2022 as reported herein.
F3 Includes 602.265 shares acquired under the NCR Employee Stock Purchase Plan in March 2022. These shares were rounded to 602 for disclosure in this table.