JOHN W. ALLISON - 04 Jan 2023 Form 4 Insider Report for HOME BANCSHARES INC (HOMB)

Role
Chairman & CEO, Director
Signature
/s/ John W. Allison by Micah Osborne
Issuer symbol
HOMB
Transactions as of
04 Jan 2023
Transactions value $
$0
Form type
4
Filing time
05 Jan 2023, 17:27:42 UTC
Previous filing
25 Jan 2022
Next filing
24 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOMB Common Stock Gift $0 -5,000 -0.09% $0 5,415,204 17 Oct 2022 Direct F1
transaction HOMB Common Stock Gift $0 -10,500 -0.19% $0 5,404,704 28 Nov 2022 Direct F1
transaction HOMB Common Stock Gift $0 +1,000 +0.12% $0 860,360 28 Nov 2022 By Wife
transaction HOMB Common Stock Options Exercise $862,000 +100,000 +1.9% $8.62 5,504,704 04 Jan 2023 Direct F1
transaction HOMB Common Stock Tax liability -$862,000 -38,551 -0.7% $22.36 5,466,153 04 Jan 2023 Direct F1
holding HOMB Common Stock - Restricted Stock 153,000 04 Jan 2023 Direct F1, F2, F3, F4, F5
holding HOMB Common Stock - Performance Based 200,000 04 Jan 2023 Direct F6, F7
holding HOMB Common Stock 1,605 04 Jan 2023 By IRA
holding HOMB Common Stock 25,364 04 Jan 2023 By 401(k) F8
holding HOMB Common Stock 67,328 04 Jan 2023 By Capital Buyers

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HOMB Stock Option Options Exercise $0 -100,000 -100% $0* 0 04 Jan 2023 Common Stock 100,000 $8.62 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person had 50,000 shares of restricted stock vest since the last filing.
F2 Restricted Stock granted on January 21, 2022 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
F3 Restricted Stock granted on January 21, 2022 will cliff vest on the third anniversary of the award date.
F4 Restricted Stock granted on February 08, 2021 will cliff vest on the third anniversary of the award date.
F5 Restricted Stock granted on January 27, 2020 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
F6 The Performance Stock awarded on February 8, 2021 will vest in whole or in part after December 31, 2023 upon the certification by the Compensation Committee that certain performance measures have been satisfied.
F7 The Performance Stock awarded on January 21, 2022 will vest in whole or in part after December 31, 2024 upon the certification by the Compensation Committee that certain performance measures have been satisfied.
F8 Includes 726.37 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.