Andrew M. Saperstein - Jan 18, 2023 Form 4 Insider Report for MORGAN STANLEY (MS)

Role: Co-President/Head of WM
Signature: /s/ Martin M. Cohen, Attorney-in-Fact
Stock symbol: MS
Transactions as of: Jan 18, 2023
Transactions value $: -$1,970,821
Form type: 4
Date filed: 1/20/2023, 03:27 PM
Previous filing: Aug 12, 2022
Next filing: Feb 15, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	MS	Common Stock	Award	$0	+52.2K	+28.51%	$0.00	235K	Jan 18, 2023	Direct	F1
transaction	MS	Common Stock	Tax liability	-$1.97M	-20.3K	-8.63%	$97.08	215K	Jan 18, 2023	Direct	F2
holding	MS	Common Stock						1.19K	Jan 18, 2023	By 401(k) Plan
holding	MS	Common Stock						46.2K	Jan 18, 2023	By LLC

Showing 1 to 4 of 4 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted Stock Units granted in 2023 as part of 2022 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
F2	Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 17, 2020.