Mark Fisher - 18 Jan 2023 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
SENIOR VP & GENERAL COUNSEL
Signature
/s/ Mark Fisher
Issuer symbol
SF
Transactions as of
18 Jan 2023
Transactions value $
-$308,252
Form type
4
Filing time
20 Jan 2023, 15:36:53 UTC
Previous filing
04 Mar 2022
Next filing
23 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +9.81K +24.1% $0.00 50.5K 18 Jan 2023 Direct
transaction SF Common Stock Tax liability -$308K -5.28K -10.46% $58.37 45.2K 18 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -9.81K -29.07% $0.00 23.9K 18 Jan 2023 Common Stock 9.81K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.