KENNETH MOELIS - 23 Jan 2023 Form 4 Insider Report for Moelis & Co (MC)

Role
Chairman, CEO, Director, 10%+ Owner
Signature
/s/ Osamu Watanabe as attorney-in-fact for Kenneth Moelis
Issuer symbol
MC
Transactions as of
23 Jan 2023
Transactions value $
-$675,605
Form type
4
Filing time
25 Jan 2023, 17:01:09 UTC
Previous filing
06 Dec 2022
Next filing
31 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Sale -$566,629 -12,310 -6.36% $46.03 181,113 23 Jan 2023 By Trust F1, F2, F3
transaction MC Class A Common Stock Sale -$108,975 -2,368 -1.31% $46.02 178,745 24 Jan 2023 By Trust F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan.
F2 Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis.
F3 The Moelis Family Trust's ownership of 178,745 shares of Class A common stock is in addition to (i) 805,473 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2017 through 2021, (ii) 49,827 shares of Class A common stock held by Mr. Moelis and (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust.