Christopher J. Flynn - 31 Dec 2022 Form 5 Insider Report for First Eagle Credit Opportunities Fund (FECOF)

Role
President of the Subadviser
Signature
/s/Sabrina Rusnak-Carlson as Attorney-in-Fact
Issuer symbol
FECOF
Transactions as of
31 Dec 2022
Net transactions value
+$40,629
Form type
5
Filing time
26 Jan 2023, 12:22:15 UTC
Previous filing
27 Dec 2021
Next filing
14 Jun 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FECOF Phantom Stock Award $224 +9 $26.16 9 31 Mar 2021 Common Shares 9 Direct F1
transaction FECOF Phantom Stock Award $37,000 +1,414 +16485% $26.16 1,423 01 Apr 2021 Common Shares 1,414 Direct F1
transaction FECOF Phantom Stock Award $205 +8 +0.55% $26.27 1,431 03 May 2021 Common Shares 8 Direct F1
transaction FECOF Phantom Stock Award $317 +12 +0.85% $26.22 1,443 28 May 2021 Common Shares 12 Direct F1
transaction FECOF Phantom Stock Award $343 +13 +0.9% $26.31 1,456 30 Jun 2021 Common Shares 13 Direct F1
transaction FECOF Phantom Stock Award $311 +12 +0.81% $26.28 1,468 30 Jul 2021 Common Shares 12 Direct F1
transaction FECOF Phantom Stock Award $235 +9 +0.61% $26.28 1,477 31 Aug 2021 Common Shares 9 Direct F1
transaction FECOF Phantom Stock Award $229 +9 +0.59% $26.40 1,485 30 Sep 2021 Common Shares 9 Direct F1
transaction FECOF Phantom Stock Award $238 +9 +0.61% $26.43 1,494 29 Oct 2021 Common Shares 9 Direct F1
transaction FECOF Phantom Stock Award $230 +9 +0.58% $26.36 1,503 30 Nov 2021 Common Shares 9 Direct F1
transaction FECOF Phantom Stock Award $120 +5 +0.3% $26.26 1,508 01 Dec 2021 Common Shares 5 Direct F1
transaction FECOF Phantom Stock Award $211 +8 +0.54% $26.14 1,516 29 Dec 2021 Common Shares 8 Direct F1
transaction FECOF Phantom Stock Award $240 +9 +0.61% $26.16 1,525 31 Dec 2021 Common Shares 9 Direct F1
transaction FECOF Phantom Stock Award $242 +9 +0.61% $26.13 1,534 31 Jan 2022 Common Shares 9 Direct F1
transaction FECOF Phantom Stock Award $214 +8 +0.54% $25.96 1,542 28 Feb 2022 Common Shares 8 Direct F1
transaction FECOF Phantom Stock Award $232 +9 +0.58% $25.84 1,551 31 Mar 2022 Common Shares 9 Direct F1
transaction FECOF Phantom Stock Disposed to Issuer $406 -16 -1% $25.85 1,536 01 Apr 2022 Common Shares 16 Direct F1
transaction FECOF Phantom Stock Award $218 +9 +0.55% $25.66 1,544 29 Apr 2022 Common Shares 9 Direct F1
transaction FECOF Phantom Stock Award $226 +9 +0.59% $24.91 1,553 31 May 2022 Common Shares 9 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the economic equivalent of one Common Share. The Reporting Person acquired these shares of phantom stock through the deferred compensation program of the Issuers investment adviser (the "Program"). Given certain operational considerations, this investment option is no longer an option under the Program, and such interest has been reallocated to other investment options in the Program not involving Common Shares.

Remarks:

This Form 5 is being filed to correctly report the separate acquisitions and dispositions of phantom stock by the Reporting Person under the Program, which had previously been reported as a single net acquisition by the Reporting Person on April 1, 2021, in the Form 4 filed by the Reporting Person on June 17, 2022.