THOMAS A. KLOET - 31 Dec 2022 Form 5 Insider Report for NASDAQ, INC. (NDAQ)

Role
Director
Signature
/s/ Alex Kogan, by power of attorney
Issuer symbol
NDAQ
Transactions as of
31 Dec 2022
Transactions value $
$0
Form type
5
Filing time
01 Feb 2023, 15:37:55 UTC
Previous filing
24 Jun 2022
Next filing
23 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 per share Gift $0 -68.7K -83.76% $0.00 13.3K 27 Dec 2022 Direct F1
holding NDAQ Common Stock, par value $0.01 per share 68.7K 31 Dec 2022 By Thomas A. Kloet Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents (i) 7,320 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 0 are vested as of the current date and (ii) 6,000 shares of common stock acquired through open market purchases. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022.
F2 On December 27, 2022, the reporting person transferred 68,709 shares of Nasdaq common stock to a family trust of which the reporting person is trustee and beneficiary.