Jon Slabaugh - 07 Feb 2023 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Role
Chief Financial Officer and Senior Vice President of Corporate Development
Signature
/s/ Todd Aman, Attorney-in-Fact
Issuer symbol
NOTE
Transactions as of
07 Feb 2023
Transactions value $
$-3,110
Form type
4
Filing time
09 Feb 2023, 17:54:39 UTC
Previous filing
11 Jan 2023
Next filing
16 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Award $0 +75,000 +73.3% $0.000000 177,377 07 Feb 2023 Direct F1
transaction NOTE Class A Common Stock Tax liability $-3,110 -864 -0.49% $3.60 176,513 07 Feb 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NOTE Employee Stock Options (Right to Buy) Award $0 +25,000 $0.000000 25,000 07 Feb 2023 Class A Common Stock 25,000 $3.60 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs shall vest monthly ratably for twelve months on the monthly anniversary of the vesting commencement date of February 7, 2023.
F2 Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 1,714 restricted stock units.
F3 These Stock Options shall vest monthly ratably for twelve months on the monthly anniversary of the vesting commencement date of February 7, 2023.

Remarks:

Chief Financial Officer and Senior Vice President of Corporate Development