Krystal Putman-Garcia - 07 Feb 2023 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Role
Chief Marketing Officer and General Manager of Advocacy
Signature
/s/ Todd Aman, Attorney-in-Fact
Issuer symbol
NOTE
Transactions as of
07 Feb 2023
Net transactions value
-$1,750
Form type
4
Filing time
09 Feb 2023, 18:03:34 UTC
Previous filing
11 Jan 2023
Next filing
09 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Award $0 +15,000 +36% $0.000000 56,855 07 Feb 2023 Direct F1
transaction NOTE Class A Common Stock Tax liability $1,750 -486 -0.85% $3.60 56,369 07 Feb 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NOTE Employee Stock Options (Right to Buy) Award $0 +15,000 $0.000000 15,000 07 Feb 2023 Class A Common Stock 15,000 $3.60 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one share of Class A Common Stock. These Restricted Stock Units ("RSUs") vest over three years. One-third (1/3rd) of the RSUs will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter.
F2 Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 857 restricted stock units.
F3 These Stock Options (the "Options") vest over a four year period as follows: One-fourth (1/4th) of the Options will vest on the one-year anniversary of February 7, 2023, with the remainder vesting ratably each fiscal quarter thereafter.

Remarks:

Chief Marketing Officer and General Manager of Advocacy