Robert J. Sprowls - Feb 7, 2023 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role: President & CEO
Signature: /s/ Robert J. Sprowls
Stock symbol: AWR
Transactions as of: Feb 7, 2023
Transactions value $: $9,330
Form type: 4
Date filed: 2/9/2023, 07:45 PM
Previous filing: Mar 16, 2022
Next filing: Feb 14, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AWR	Common Shares	Award	$2.92K	+36.8	+0.02%	$79.39	157K	Jun 1, 2022	Direct	F1
transaction	AWR	Commoon Shares	Award	$0	+580	+0.37%	$0.00	158K	Jun 3, 2022	Direct	F2
transaction	AWR	Common Shares	Award	$3.2K	+38.2	+0.02%	$83.78	158K	Sep 1, 2022	Direct	F3
transaction	AWR	Common Shares	Award	$0	+604	+0.38%	$0.00	158K	Sep 6, 2022	Direct	F2
transaction	AWR	Common Shares	Award	$3.21K	+32.5	+0.02%	$98.68	158K	Dec 1, 2022	Direct	F4
transaction	AWR	Common Shares	Award	$0	+516	+0.33%	$0.00	159K	Dec 5, 2022	Direct	F2
transaction	AWR	Common Shares	Disposed to Issuer	$0	-2.83	0%	$0.00	159K	Feb 2, 2023	Direct	F5
transaction	AWR	Common Shares	Award	$0	+6.91	+1.44%	$0.00	487	Feb 2, 2023	401k	F6
transaction	AWR	Common Shares	Award	$0	+4.35K	+2.74%	$0.00	163K	Feb 7, 2023	Direct

Showing 1 to 9 of 9 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	DER Units credited on 06/01/2022 as dividend at FMV
F2	Updated DRIP
F3	DER Units credited on 09/01/2022 as dividend at FMV
F4	DER units credited on 12/01/2022 as dividend at FMV
F5	Adjustment due to partial share
F6	Updated 401k Information