Robert P. Sharp - Oct 7, 2022 Form 4 Insider Report for GUARANTY BANCSHARES INC /TX/ (GNTY)

Role: EVP - Guaranty Bank & Trust
Signature: /s/ Shalene A. Jacobson, as attorney-in-fact
Stock symbol: GNTY
Transactions as of: Oct 7, 2022
Transactions value $: $240,020
Form type: 4
Date filed: 2/14/2023, 05:00 PM
Next filing: Mar 21, 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GNTY	Common Stock	Options Exercise	$240K	+11K	+57.14%	$21.82	30.3K	Oct 7, 2022	Direct
holding	GNTY	Common Stock						48.9K	Oct 7, 2022	By Robert Patrick Sharp Lifetime Trust, of which Reporting Person is trustee.
holding	GNTY	Common Stock						28.5K	Oct 7, 2022	By Issuer KSOP

Showing 1 to 3 of 3 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GNTY	Stock Option (right to buy)	Options Exercise		-11K	-100%		0	Oct 7, 2022	Common Stock	11K	$21.82	Direct	F1, F2
holding	GNTY	Stock Option (right to buy)						6.6K	Oct 7, 2022	Common Stock	6.6K	$24.55	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Options vest ratably in annual installments over a period of five (5) years from the grant date, 10/15/2014.
F2	Options granted under issuer's 2015 Equity Incentive Plan, which amended and restated the Company's 2014 Stock Option Plan.
F3	Options vest ratably in annual installments over a period of five (5) years from the grant date, 06/01/2017.