Eric Liaw - 31 Dec 2022 Form 5 Insider Report for Honest Company, Inc. (HNST)

Role
Director
Signature
/s/ Tracy Hogan, Attorney-In-Fact Eric Liaw
Issuer symbol
HNST
Transactions as of
31 Dec 2022
Transactions value $
$0
Form type
5
Filing time
14 Feb 2023, 17:53:03 UTC
Previous filing
16 Dec 2022
Next filing
04 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNST Common Stock Other $0 -1,020 -2% $0 50,703 14 Dec 2021 Direct F1, F2, F3
transaction HNST Common Stock Other $0 -1,019 -2% $0 50,703 04 Jan 2022 Direct F1, F2, F3
transaction HNST Common Stock Other $0 -2,089 -4% $0 50,703 07 Apr 2022 Direct F1, F2, F3
transaction HNST Common Stock Other $0 -11,491 -18% $0 50,703 27 May 2022 Direct F1, F2, F3
transaction HNST Common Stock Other $0 -2,089 -4% $0 50,703 15 Jul 2022 Direct F1, F2, F3
transaction HNST Common Stock Other $0 -2,089 -4% $0 50,703 10 Oct 2022 Direct F1, F2, F3
transaction HNST Common Stock Other $0 -958 -1.9% $0 50,703 14 Dec 2022 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the transfer to Institutional Venture Management XIII, LLC ("IVM XIII") of shares received upon the vesting of certain restricted stock unit awards received by the Reporting Person for service on the Issuer's board of directors in accordance with the Director Compensation Assignment Agreement described in footnote (3) below.
F2 Consists of (i) 2,088 shares of Common Stock and (ii) 48,615 Restricted Stock Units.
F3 The Reporting Person has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership of the equity awards granted to the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.