FREDERIC MOLL - 31 Dec 2022 Form 5 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
Director
Signature
/s/ Wade Estey, as attorney in fact for Frederic H. Moll
Issuer symbol
SWAV
Transactions as of
31 Dec 2022
Transactions value $
$0
Form type
5
Filing time
14 Feb 2023, 20:05:00 UTC
Previous filing
27 Jun 2022
Next filing
15 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Gift $0 -9,300 -3.2% $0 283,418 01 Sep 2022 Direct F1
transaction SWAV Common Stock Gift $0 -9,300 -3.3% $0 274,118 01 Sep 2022 Direct F2
transaction SWAV Common Stock Gift $0 -9,300 -3.4% $0 264,818 01 Sep 2022 Direct F3
transaction SWAV Common Stock Gift $0 -33,960 -13% $0 230,858 02 Sep 2022 Direct F4
holding SWAV Common Stock 33,960 31 Dec 2022 MBL-2 Holdings LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction represents a gift of stock by the reporting person to one of his adult children.
F2 This transaction represents a gift of stock by the reporting person to one of his adult children.
F3 This transaction represents a gift of stock by the reporting person to the LVM 2022 Trust (the "Trust"), which is an irrevocable trust established for the benefit of one of his adult children. The reporting person is neither a trustee nor a beneficiary and he disclaims beneficial ownership of all securities owned by the Trust.
F4 This transaction represents a contribution, for no consideration, of shares of the issuer's common stock to MBL-2 Holdings LLC, of which the reporting person is the sole managing member.