Jerome T. Upton - 16 Feb 2023 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)

Role
SVP, Deputy CFO and Controller
Signature
/s/ David F. Kurzawa, by power of attorney
Issuer symbol
GNW
Transactions as of
16 Feb 2023
Transactions value $
$0
Form type
4
Filing time
17 Feb 2023, 15:18:16 UTC
Previous filing
17 May 2022
Next filing
22 Feb 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNW Restricted Stock Units Award $0 +109,457 $0 109,457 16 Feb 2023 Class A Common Stock 109,457 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
F2 Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on February 16, 2024.