Sophia Kim - Feb 15, 2023 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
Director
Signature
/s/ Laura Donovan By Attorney-in-Fact Laura Donovan
Stock symbol
HLIT
Transactions as of
Feb 15, 2023
Transactions value $
$0
Form type
4
Date filed
2/17/2023, 04:23 PM
Previous filing
Jun 15, 2022
Next filing
Feb 21, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +11.1K $0.00 11.1K Feb 15, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -11.1K -100% $0.00* 0 Feb 15, 2023 Common Stock 11.1K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2023. These restricted stock units were initially granted to the Reporting Person on 6/13/2022, and were identified on a Form 4 filed by the Reporting Person on 6/15/2022.
F2 Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.