William M. Cook - Feb 15, 2023 Form 4 Insider Report for Axalta Coating Systems Ltd. (AXTA)

Role
Director
Signature
/s/ Alex Tablin-Wolf, attorney-in-fact
Stock symbol
AXTA
Transactions as of
Feb 15, 2023
Transactions value $
$0
Form type
4
Date filed
2/17/2023, 04:43 PM
Previous filing
Jan 4, 2023
Next filing
Mar 2, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXTA Common Shares Options Exercise +6.94K +37.88% 25.3K Feb 15, 2023 Direct F1
holding AXTA Common Shares 2K Feb 15, 2023 By a Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXTA Restricted Stock Units Options Exercise $0 -6.94K -100% $0.00* 0 Feb 15, 2023 Common Shares 6.94K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common shares on a one-for-one basis.
F2 Reflects a prior transfer by the Reporting Person of 2,000 directly owned common shares to a trust for the benefit of the Reporting Person and the spouse of the Reporting Person, of which the Reporting Person and the spouse of the Reporting Person are also trustees.
F3 On February 15, 2022, the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023.