Richard H. Little - 20 Feb 2023 Form 4 Insider Report for BATTALION OIL CORP (BATL)

Role
Chief Executive Officer
Signature
Walter R. Mayer, Attorney-in-fact
Issuer symbol
BATL
Transactions as of
20 Feb 2023
Net transactions value
-$43,066
Form type
4
Filing time
22 Feb 2023, 16:01:47 UTC
Previous filing
10 Jun 2022
Next filing
05 Sep 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BATL Common Stock Options Exercise $0 +17,709 +51% $0.000000 52,279 20 Feb 2023 Direct
transaction BATL Common Stock Tax liability $43,066 -4,408 -8.5% $9.77 47,471 20 Feb 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BATL Restricted Stock Unit Options Exercise $0 -17,709 -50% $0.000000 17,710 20 Feb 2023 Common Stock 17,709 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld for taxes owed upon vesting of RSUs.
F2 The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.