Victor Nesi - 21 Feb 2023 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Co-President
Signature
/s/ Victor Nesi
Issuer symbol
SF
Transactions as of
21 Feb 2023
Transactions value $
$2,800,033
Form type
4
Filing time
23 Feb 2023, 16:14:01 UTC
Previous filing
20 Jan 2023
Next filing
06 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SF Common Stock 22,574 21 Feb 2023 by Trust
holding SF Common Stock 142,628 21 Feb 2023 Direct
holding SF Common Stock 28,422 21 Feb 2023 GRAT trust
holding SF Common Stock 31,000 21 Feb 2023 Family Trust
holding SF Common Stock 69,000 21 Feb 2023 Children's Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Award $2,800,033 +42,011 +88% $66.65 89,554 21 Feb 2023 Common Stock 42,011 $0 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units vest in 20% increments over a five year period.
F2 No expiration date for these Units.