Ronald Kruszewski - Feb 21, 2023 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Chief Executive Officer, Director
Signature
/s/ Ronald Kruszewski
Stock symbol
SF
Transactions as of
Feb 21, 2023
Transactions value $
$5,000,016
Form type
4
Date filed
2/23/2023, 04:40 PM
Previous filing
Jan 20, 2023
Next filing
Mar 6, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SF Common Stock 1.33M Feb 21, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Award $5M +75K +93.49% $66.65 155K Feb 21, 2023 Common Stock 75K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These Units vest 100% five years from the grant date.
F2 No expiration date for these Units.