Seth P. Bernstein - Feb 26, 2023 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)

Role
Head of Investment Management and Research
Signature
/s/Jessica Olich, as attorney-in-fact for Seth P. Bernstein
Stock symbol
EQH
Transactions as of
Feb 26, 2023
Transactions value $
-$539,944
Form type
4
Date filed
2/28/2023, 05:25 PM
Previous filing
Feb 16, 2023
Next filing
Mar 2, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQH Common Stock Tax liability -$72.3K -2.31K -2.87% $31.35 78K Feb 26, 2023 Direct F1, F2
transaction EQH Common Stock Award $0 +27K +34.6% $0.00 105K Feb 26, 2023 Direct F2, F3
transaction EQH Common Stock Tax liability -$468K -14.9K -14.22% $31.35 90K Feb 26, 2023 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.
F2 Includes restricted stock units.
F3 Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2020 through December 31, 2022.
F4 Shares withheld to cover taxes upon vesting of the performance shares.

Remarks:

Head of Investment Management and Research