Ledger Susan St. - 20 Mar 2023 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Issuer symbol
HCP
Transactions as of
20 Mar 2023
Net transactions value
$0
Form type
4
Filing time
22 Mar 2023, 19:54:30 UTC
Previous filing
03 Feb 2023
Next filing
28 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +367 +1.6% 23,219 20 Mar 2023 Direct F1
transaction HCP Class A Common Stock Conversion of derivative security +11,250 +48% 34,469 21 Mar 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -367 -25% $0.000000 1,103 20 Mar 2023 Class A Common Stock 367 Direct F1, F3
transaction HCP Restricted Stock Units Options Exercise $0 -11,250 -33% $0.000000 22,500 20 Mar 2023 Class B Common Stock 11,250 Direct F4, F5
transaction HCP Class B Common Stock Options Exercise $0 +11,250 +11% $0.000000 118,050 20 Mar 2023 Class A Common Stock 11,250 Direct F2
transaction HCP Class B Common Stock Conversion of derivative security $0 -11,250 -9.5% $0.000000 106,800 21 Mar 2023 Class A Common Stock 11,250 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The remaining RSUs vest in three equal quarterly installments beginning on June 20, 2023.
F4 Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
F5 The remaining RSUs vest in two equal quarterly installments beginning on June 20, 2023.