Brooke L. Senter - 27 Mar 2023 Form 4 Insider Report for UWHARRIE CAPITAL CORP (UWHR)

Role
Chief People Officer
Signature
Brooke L. Senter by Tamara M. Singletary, EVP, Uwharrie Capital Corp
Issuer symbol
UWHR
Transactions as of
27 Mar 2023
Net transactions value
+$4,997
Form type
4
Filing time
29 Mar 2023, 15:36:58 UTC
Previous filing
23 Nov 2022
Next filing
28 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UWHR Common Stock (Held by Self TOD Spouse) Award $4,997 +649 +12% $7.70 5,960 27 Mar 2023 Direct F2, F3
holding UWHR Common Stock 1,459 27 Mar 2023 Direct F1
holding UWHR Common Stock 7,602 27 Mar 2023 Direct F4
holding UWHR Common Stock 34,473 27 Mar 2023 Held by Company with Reporting Person as Officer F5
holding UWHR Common Stock 2,302 27 Mar 2023 Held by Roth IRA FBO Spouse of Reporting Person Solely F6
holding UWHR Common Stock 12 27 Mar 2023 Held by Mother-in-Law Custodian for Daughter F7
holding UWHR Common Stock 960 27 Mar 2023 Held by Mother-in-Law Custodian for Daughter F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Cede & Co., Depository for Brooke L. Senter Roth IRA TD Ameritrade Clearing Custodian
F2 Shares granted pursuant to the Uwharrie Capital Corp 2015 Revocable Stock Grant Trust.
F3 Represents a weighted average price for the issuer's common stock acquired for this grant.
F4 Held by Cede & Co., Depository for TD Ameritrade Safekeeper for Neil B. Senter & Brooke Laton Senter Jt Ten
F5 Held by Depository for Pershing LLC Safekeeper for Custom Doors Inc.
F6 Held by Cede & Co., Depository for Neil B. Senter Roth IRA TD Ameritrade Clearing Custodian
F7 Held by Cede & Co., Depository for Mother-in-Law as Custodian for Reporting Persona's Daughter TD Ameritrade