KENNETH MOELIS - 28 Mar 2023 Form 4 Insider Report for Moelis & Co (MC)

Role
Chairman, CEO, Director, 10%+ Owner
Signature
/s/ Osamu Watanabe as attorney-in-fact for Kenneth Moelis
Issuer symbol
MC
Transactions as of
28 Mar 2023
Transactions value $
$0
Form type
4
Filing time
30 Mar 2023, 18:06:33 UTC
Previous filing
24 Feb 2023
Next filing
27 Jun 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2018 Incentive RSUs Award $0 +469 +1.6% $0.000000 29,765 28 Mar 2023 Class A Common Stock 469 $0.000000 Direct F1, F2
transaction MC 2019 Long Term Incentive Award Award $0 +1,717 +1.6% $0.000000 109,075 28 Mar 2023 Class A Common Stock 1,717 $0.000000 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2 Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3 Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.