Jose Minaya - Apr 3, 2023 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
Director
Signature
Elizabeth McCarroll by power of attorney for Jose M. Minaya
Stock symbol
MCO
Transactions as of
Apr 3, 2023
Transactions value $
$28,750
Form type
4
Date filed
4/4/2023, 04:00 PM
Previous filing
Mar 21, 2023
Next filing
Jun 12, 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Phantom Stock Units (Deferred Compensation) Award $28.7K +94.5 +45.77% $304.30 301 Apr 3, 2023 Common Stock 94.5 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
F2 The security converts to common stock on a one-for-one basis.
F3 These units are to be settled in cash after the Reporting Person's retirement.