Jerry L. Peters - Dec 31, 2022 Form 5 Insider Report for Summit Midstream Partners, LP (SMLP)

Role
Director, Other*
Signature
/s/ James D. Johnston, Attorney-in-Fact for Jerry L. Peters
Stock symbol
SMLP
Transactions as of
Dec 31, 2022
Transactions value $
$0
Form type
5
Date filed
4/21/2023, 09:04 PM
Previous filing
Jul 5, 2022
Next filing
Mar 8, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMLP Common Units (Limited Partner Interests) Gift $0 -213K -100% $0.00* 0 Nov 2, 2020 Direct F1, F2
transaction SMLP Common Units (Limited Partner Interests) Gift $0 -6.67K -100% $0.00* 0 May 11, 2021 Direct F3
transaction SMLP Common Units (Limited Partner Interests) Gift $0 -6.44K -100% $0.00* 0 Sep 16, 2022 Direct F4
holding SMLP Common Units (Limited Partner Interests) 33.7K Dec 31, 2022 By Joint Spousal Trust F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 9, 2020, the Issuer effected a 1-for-15 reverse stock split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992.
F2 On November 2, 2020, the Reporting Person transferred 212,960 common units to the Joint Spousal Trust of which the Reporting Person is a trustee. The Reporting Person and his spouse are the sole beneficiaries of the Joint Spousal Trust.
F3 On May 11, 2021, the Reporting Person transferred 6,667 common units to the Joint Spousal Trust.
F4 On September 16, 2022, the Reporting Person transferred 6,444 common units to the Joint Spousal Trust.
F5 This total reflects the total common units the Reporting Person indirectly owns after giving effect to (1) a series of transfers reported in this Form 5, and (2) the transfer by the Reporting Person on April 18, 2023 of 6,350 common units to the Joint Spousal Trust, which were separately reported on a Form 4 filed April 21, 2023.

Remarks:

The Reporting Person is a director of Summit Midstream GP, LLC, the general partner of the Issuer (the "General Partner"). The Issuer is managed by the directors and executive officers of the General Partner.