Mark Zediker - 21 Apr 2023 Form 4 Insider Report for Nuburu, Inc. (BURU)

Role: Chief Executive Officer, Director, 10%+ Owner
Signature: /s/ Brian Knaley, by power of attorney on behalf of Mark Zediker
Issuer symbol: BURU
Transactions as of: 21 Apr 2023
Transactions value $: $6,999
Form type: 4
Filing time: 25 Apr 2023, 17:01:27 UTC
Previous filing: 02 Feb 2023
Next filing: 24 May 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BURU	Common Stock	Exercise of in-the-money or at-the-money derivative security	$7K	+5.15K		$1.36	5.15K	21 Apr 2023	See footnote	F1
holding	BURU	Common Stock						4.31M	21 Apr 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BURU	Stock Options (right to buy)	Exercise of in-the-money or at-the-money derivative security	$0	-5.15K	-100%	$0.00^*	0	21 Apr 2023	Common Stock	5.15K	$1.36	See footnote	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The common stock is held directly by Dr. Zediker's spouse. Dr. Zediker may be deemed to share voting and investment control over the common stock; however, Dr. Zediker disclaims beneficial ownership of the common stock except to the extent of his pecuniary interest therein.
F2	All of the shares subject to this option are fully vested and exercisable as of the date of exercise.
F3	The exercised option was held directly by Dr. Zediker's spouse.