PATRICK HARSHMAN - 15 May 2023 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
President and CEO, Director
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Issuer symbol
HLIT
Transactions as of
15 May 2023
Net transactions value
-$262,521
Form type
4
Filing time
17 May 2023, 16:13:49 UTC
Previous filing
08 Mar 2023
Next filing
17 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +30,238 +5.1% $0.000000 628,385 15 May 2023 Direct
transaction HLIT Common Stock Tax liability $262,521 -15,920 -2.5% $16.49 611,965 15 May 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -16,555 -25% $0.000000 49,665 15 May 2023 Common Stock 16,555 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -13,683 -12% $0.000000 95,786 15 May 2023 Common Stock 13,683 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects an adjustment of 500 shares of common stock transferred to the reporting person's ex-spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse.