Patrick Harshman - May 15, 2023 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
President and CEO, Director
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Stock symbol
HLIT
Transactions as of
May 15, 2023
Transactions value $
-$262,521
Form type
4
Date filed
5/17/2023, 04:13 PM
Previous filing
Mar 8, 2023
Next filing
Aug 17, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +30.2K +5.06% $0.00 628K May 15, 2023 Direct
transaction HLIT Common Stock Tax liability -$263K -15.9K -2.54% $16.49 612K May 15, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -16.6K -25% $0.00 49.7K May 15, 2023 Common Stock 16.6K $0.00 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -13.7K -12.5% $0.00 95.8K May 15, 2023 Common Stock 13.7K $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects an adjustment of 500 shares of common stock transferred to the reporting person's ex-spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse.