Jonathan Allison - 12 May 2023 Form 3 Insider Report for Root, Inc. (ROOT)

Signature
/s/ Jodi Baker, Attorney-in-fact
Issuer symbol
ROOT
Transactions as of
12 May 2023
Transactions value $
$0
Form type
3
Filing time
18 May 2023, 17:00:20 UTC
Next filing
18 May 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ROOT Class A Common Stock 38.4K 12 May 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ROOT Stock Option (Right to Buy) 12 May 2023 Class B Common Stock 10.6K $5.15 Direct
holding ROOT Stock Option (Right to Buy) 12 May 2023 Class B Common Stock 1.39K $43.20 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 29,047 restricted stock units with various vesting schedules that are subject to the reporting person's continuous service on the applicable vesting dates.
F2 86 options have not yet vested as of May 12, 2023, with a portion vesting monthly through July 15, 2023.

Remarks:

Exhibit List: Exhibit 24 Power of Attorney