Lewis A. Fanger - May 18, 2023 Form 4 Insider Report for FULL HOUSE RESORTS INC (FLL)

Role
Sr. VP, CFO and Treasurer, Director
Signature
/s/ Lewis A. Fanger
Stock symbol
FLL
Transactions as of
May 18, 2023
Transactions value $
$0
Form type
4
Date filed
5/22/2023, 05:17 PM
Previous filing
Dec 20, 2022
Next filing
Jun 5, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLL Common Stock Award $0 +2.92K +2.51% $0.00 119K May 19, 2023 Direct F1, F2
transaction FLL Common Stock Award $0 +13.1K +11.03% $0.00 132K May 19, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLL Employee Stock Option (Right to Buy) Award $0 +55.4K $0.00 55.4K May 18, 2023 Common Stock 55.4K $7.40 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria.
F2 Not included in this report is the grant of 35,895 shares of restricted stock approved on May 18, 2023 by the compensation committee of the board of directors (the "Compensation Committee") of Full House Resorts, Inc. (the "Company") under the Company's 2015 Equity Incentive Plan pursuant to the Annual Incentive Plan for Executives. The restricted stock will vest in three equal annual amounts on May 18, 2024, 2025 and 2026, subject to the achievement of certain performance-based criteria, including annual growth rates of EBITDA and free cash flow per share. Each such annual amount will be reported following the date of vesting.
F3 The option vests in three equal annual installments beginning on May 18, 2024.