Steven J. Freiberg - 07 Jun 2023 Form 4 Insider Report for Regional Management Corp. (RM)

Role
Director
Signature
/s/ Catherine R. Atwood, attorney-in-fact
Issuer symbol
RM
Transactions as of
07 Jun 2023
Net transactions value
+$288,671
Form type
4
Filing time
08 Jun 2023, 16:49:34 UTC
Previous filing
30 May 2023
Next filing
16 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RM Common Stock Options Exercise $142,674 +8,753 +8% $16.30 118,851 07 Jun 2023 Direct
transaction RM Common Stock Options Exercise $145,997 +9,188 +7.7% $15.89 128,039 07 Jun 2023 Direct
holding RM Common Stock 22,448 07 Jun 2023 See Footnote F1
holding RM Common Stock 30,000 07 Jun 2023 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RM Stock Option (right to buy) Options Exercise $0 -8,753 -100% $0.000000* 0 07 Jun 2023 Common Stock 8,753 $16.30 Direct
transaction RM Stock Option (right to buy) Options Exercise $0 -9,188 -100% $0.000000* 0 07 Jun 2023 Common Stock 9,188 $15.89 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of common stock of Regional Management Corp. are held by the Neena Freiberg Irrevocable Trust. The reporting person is trustee of the Neena Freiberg Irrevocable Trust.
F2 These shares of common stock of Regional Management Corp. are held by the reporting person's spouse, Neena Freiberg.