K. Peony Yu - 15 Jun 2023 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
Director
Signature
/s/ Samuel Gesten as attorney-in-fact for Dr. K. Peony Yu.
Issuer symbol
STAA
Transactions as of
15 Jun 2023
Transactions value $
$0
Form type
4
Filing time
16 Jun 2023, 20:35:32 UTC
Previous filing
17 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Options Exercise $0 +1.71K +158.68% $0.00 2.79K 15 Jun 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 +3.13K $0.00 3.13K 15 Jun 2023 Common Stock 3.13K $52.67 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restrictions on the 1709 restricted shares of common stock lapse on the earlier of June 15, 2023 or the Corporation's 2024 Annual Meeting, subject to Dr. Yu's continued service through that date.
F2 The options vest on the earlier of June 15, 2024 or the Corporation's 2024 Annual Shareholders Meeting, subject to her continued service through the vesting date.