Glenn Solomon - 29 Jun 2023 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Issuer symbol
HCP
Transactions as of
29 Jun 2023
Transactions value $
$0
Form type
4
Filing time
30 Jun 2023, 16:51:45 UTC
Previous filing
22 Jun 2023
Next filing
08 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +5,995 +4.51% 7,325 29 Jun 2023 Direct F1
holding HCP Class A Common Stock 256,701 29 Jun 2023 By GGV Capital V L.L.C. F2
holding HCP Class A Common Stock 270,765 29 Jun 2023 By Family Trust F3
holding HCP Class A Common Stock 23,543 29 Jun 2023 By Family Trust F3
holding HCP Class A Common Stock 476,666 29 Jun 2023 By GGV Capital Select L.P. F4
holding HCP Class A Common Stock 363 29 Jun 2023 By GGV Capital LLC F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -5,995 -100% $0* 0 29 Jun 2023 Class A Common Stock 5,995 Direct F1, F6
transaction HCP Restricted Stock Units Award $0 +6,434 $0 6,434 30 Jun 2023 Class A Common Stock 6,434 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
F2 The shares are held of record by GGV Capital V L.L.C. ("GGV V LLC"). As a managing member of GGV V LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F3 The shares are held of record by a family trust, as a trustee, the Reporting Person may be deemed to have voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.
F4 The shares are held of record by GGV Capital Select L.P. ("GGV Select LP"). As a managing member of GGV Capital Select L.L.C. ("GGV Select LLC"), the general partner of GGV Select LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Select LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F5 The shares are held of record by GGV Capital LLC, the management company of the GGV funds. As a managing director of GGV Capital LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Capital LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F6 The RSUs vest on the earlier of (i) June 29, 2023 or (ii) the date of the Issuer's next annual meeting of stockholders.
F7 The RSUs vest on the earlier of (i) June 30, 2024 or (ii) the date of the Issuer's next annual meeting of stockholders.