Ledger Susan St. - 29 Jun 2023 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Issuer symbol
HCP
Transactions as of
29 Jun 2023
Transactions value $
-$150,606
Form type
4
Filing time
30 Jun 2023, 16:55:38 UTC
Previous filing
22 Jun 2023
Next filing
24 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +5,995 +15% 46,388 29 Jun 2023 Direct F1
transaction HCP Class A Common Stock Sale -$150,606 -5,694 -12% $26.45 40,694 30 Jun 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units (right to buy) Options Exercise $0 -5,995 -100% $0* 0 29 Jun 2023 Class A Common Stock 5,995 Direct F1, F3
transaction HCP Restricted Stock Units (right to buy) Award $0 +6,434 $0 6,434 30 Jun 2023 Class A Common Stock 6,434 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
F2 The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs.
F3 The RSUs vest on the earlier of (i) June 29, 2023 or (ii) the date of the Issuer's next annual meeting of stockholders.
F4 The RSUs vest on the earlier of (i) June 30, 2024 or (ii) the date of the Issuer's next annual meeting of stockholders.