James J. Dolan - 05 Jul 2023 Form 4 Insider Report for Hall of Fame Resort & Entertainment Co (HOFV)

Role
Director
Signature
Tara Charnes, Attorney-in-Fact
Issuer symbol
HOFV
Transactions as of
05 Jul 2023
Transactions value $
$0
Form type
4
Date filed
06 Jul 2023, 21:14
Previous filing
24 Feb 2023
Next filing
04 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOFV Common Stock Award +3.46K +27.94% 15.9K 05 Jul 2023 Direct F1, F2
holding HOFV Common Stock 909 05 Jul 2023 By spouse
holding HOFV Common Stock 43.3K 05 Jul 2023 Royston Road Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HOFV Warrants 985K 05 Jul 2023 Common Stock $253.11 Direct F3, F4
holding HOFV Warrants 60K 05 Jul 2023 Common Stock $30.81 Direct F5
holding HOFV Warrants 462K 05 Jul 2023 Common Stock $253.11 Royston Road Trust F3, F4
holding HOFV Warrants 248K 05 Jul 2023 Common Stock $253.11 XAMOC, LLC F3, F4
holding HOFV Warrants 444K 05 Jul 2023 Common Stock $253.11 Optical Lending, LLC F3, F4
holding HOFV Convertible Notes due 2025 $500K 05 Jul 2023 Common Stock 3.29K By Gordon Pointe Management LLC F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units, which will vest in full on January 24, 2024.
F2 Includes 3,462 restricted stock units, which will vest in full on January 24, 2024.
F3 The warrants expire on the earlier to occur of July 1, 2025 or upon the redemption date in the event that the Issuer shall fix a date for the redemption of the warrants in accordance with the warrant terms.
F4 Each warrant represents the right to purchase 0.064578 shares of the Issuer's common stock.
F5 Each warrant represents the right to purchase 0.045435 shares of the Issuer's common stock.
F6 The conversion rate is 6.5849 shares of Common Stock per $1,000 principal amount of Convertible Notes due 2025.